Advisers Serving Wholesale Investors Warned Against Retail Compliance Pitfalls
Listen to the Article Compliance Professional Raises Alarm A compliance expert has issued a stern warning to SMSF advisers who deal exclusively with wholesale investors. The advice: steer clear of the regulatory requirements designed for retail clients. This precautionary advice aims to protect advisers from unnecessary business risks associated with retail client compliance. AFCA Membership […]
New Furniture Safety Law Aims to Prevent Child Fatalities
Listen to the Article A Mother’s Mission Turns into Legislation After the tragic loss of her daughter Megan to a furniture tip-over incident in 2004, Kimberly Amato dedicated nearly two decades of her life to advocacy, culminating in a new furniture safety law. Her relentless efforts have led to the implementation of the STURDY Act, […]